Maiscocq, Olivier
(eng)
The dissertation explains how it comes that the EU and the US have different federal regulatory architectures in the field of investment services despite systemic similarities. Several independent variables are put forward to explain the form taken by the regulatory architecture in both entities, as well as to explain the difference in the degree of autonomy of their respective regulatory bodies, namely CESR and the SEC.
Bibliographic reference |
Maiscocq, Olivier. Comparing the federal regulatory architectures of the EU and the US in the field of investment services : an approach based on agency and trust. Prom. : de Visscher, Christian |
Permanent URL |
http://hdl.handle.net/2078.1/21343 |